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May-June 2007

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The Global Empire of Niall Ferguson
Doing history on a sweeping scale

by Janet Tassel


Here is an image calculated to ruffle the feathers of all red-blooded Americans:

Consuming on credit, reluctant to go to the front line, inclined to lose interest in protracted undertakings: if all this conjures up an image of America as a sedentary Colossus—to put it bluntly, a kind of strategic couch potato—then the image may be worth pondering.

This charge of unfitness for duty has been laid at our doorstep by the lively young Scottish historian Niall Ferguson, Harvard’s (relatively) new Tisch professor of history and Ziegler professor of business administration. And he is far from done with us: “Consider…the question of peacekeeping. It has become abundantly clear that the United States is not capable of effective peacekeeping—that is to say, constabulary duties.” He clarifies his position:

Unlike most European critics of the United States…I believe the world needs an effective liberal empire and that the United States is the best candidate for the job.…The United States has good reasons to play the role of liberal empire, both from the point of view of its own security and out of straightforward altruism. In many ways too it is uniquely well equipped to play it. Yet for all its colossal economic, military and cultural power, the United States still looks unlikely to be an effective liberal empire without some profound changes in its economic structure, its social makeup and its political culture.

“All I mean,” continues Ferguson in his controversial book Colossus: The Price of America’s Empire (2004), “is that whatever they choose to call their position in the world—hegemony, primacy, predominance or leadership—Americans should recognize the functional resemblance between Anglophone power present and past and should try to do a better rather than worse job of policing an unruly world than their British predecessors.”

Though he argues in another of his contentious books, Empire: The Rise and Demise of the British World Order and the Lessons for Global Power (2002), that the British empire was, on the whole, a successful enterprise, well worth imitating, we Yanks, he says, just do not have the stomach for it. We suffer, says he, from three fundamental deficits, which hinder us from flexing our muscles and making the world a better place: an economic deficit, a manpower deficit, and “most serious of the three,” a huge attention deficit. The economic deficit is remediable, though not entirely without risk down the road: “[Americans] can carry on borrowing from abroad since there seems to be an insatiable appetite on the part of foreign investors for dollar-denominated securities, no matter how low the return on them.”

The manpower deficit is problematic because, as he notes, Americans do not want to spend long years abroad serving in the armed forces or supervising a colony somewhere. He offers a mischievous proposal: “If one adds together the illegal immigrants, the jobless, and the convicts, there is surely ample raw material for a larger American army.” More seriously: “One of the keys to the expansion of the Roman Empire was, after all, the opportunity offered to non-Romans to earn citizenship through military service.”

But our attention deficit may well be our undoing: we are a people sunk in unseemly denial. Ferguson quotes a dispirited American general: “We preach about values, democracy, human rights, but we haven’t convinced the American people to pony up….”

With which Ferguson essentially agrees: like it or not, we Americans not only can afford to “play a more assertive global role, but [can]not afford not to.”

If Ferguson has had a signature theme, it is this: the importance of an energetic liberal empire and how best to carry it off, as did, for the most part, the British and Romans. Though his next few years will be dedicated to his other principal interests, namely money, German-Jewish history, and power, it is his multiple works on empire that have brought him notoriety.

At the age of 43, the prodigious Ferguson has produced eight meaty, weighty books, and has another two in progress; hundreds of scholarly articles, tumbles of introductions and book chapters, and an assembly line of regular columns and op-eds for American, British, and German newspapers, all while editing the Journal of Contemporary History. (He once told an interviewer, “My puzzle is with people who spend 10 years not producing a book. What do they do?”) And all while commuting among Harvard, the Hoover Institution at Stanford (where he is a senior fellow), and the United Kingdom, where his wife Susan, a media executive, and their three children live.

Moreover, in the United Kingdom, he is also quite the media celebrity. In 2002-3, for Britain’s Channel 4, he wrote and starred in a six-part history of the British empire. In 2004, he followed with American Colossus—both programs based on his books. And in 2006, Britons watched his six-part The War of the World, dramatizing his latest, a huge volume subtitled Twentieth-Century Conflict and the Descent of the West.

Visiting Ferguson in his office at the Center for European Studies, I asked him about the strain of separation from home and family, what he has called his transatlantic “trilemma.” “I can testify that it is extraordinarily hard,” he said. “It’s unfair to the family, and I’d so much rather they were here. But with every passing year, as children get older, they become harder to move. So I feel that I’ve lost this particular argument.” After a pause, though, he added, “Another way to look at it is that historically it’s not that abnormal for husbands and fathers to spend significant time away from their families—seamen, army officers, colonial administrators. Actually, funnily enough, these long separations perhaps do allow me bouts of extreme work, which suits my temperament.”


In the oration Ferguson delivered at Harvard’s Phi Beta Kappa literary exercises in June 2004, he noted: “Throughout much of my life, the United States has seemed to be tapping on my shoulder, urging me to quit the Old World for the New.”

Niall (pronounced “NEEL”) Campbell Douglas Ferguson—born in Glasgow in 1964, his father a doctor, his mother a physics teacher—grew up in the west of Scotland, except for two years in Nairobi, Kenya, where his father had taken a job teaching. (His younger sister is now a professor of physics at the University of Pennsylvania.) He prepared at The Glasgow Academy, which he describes as “a school produced by the Scottish bourgeoisie in the nineteenth century to educate their sons for commerce. I was lucky because, though it was clear that I wasn’t going into business or law, the school was encouraging of those who were obviously effete intellectuals, and encouraged us to apply to Oxford or Cambridge. My parents never opposed this path. My father wasn’t the kind of man who wants to clone himself—he was delighted that I was academically motivated. The ethos of my family was work and education.”

So it was off to Oxford, where he promptly went straight to the devil. “In the true tradition of Calvinist lads who lapse,” he says, “I spent two years doing everything but work. I played the double bass in the jazz quintet, debated rather badly at the Oxford Union, edited a student magazine, and even appeared as the caterpillar in Alice in Wonderland, hookah and all.” At that moment, says he, he fortuitously discovered he was not cut out for the stage and, according to his account, sprinted to the Bodleian Library in the nick of time. “Oxford, unlike Harvard, doesn’t do continuous assessment. If you can get it together for your final examinations, which in those days meant 10 three-hour papers over seven days, it won’t matter how bad you’ve been before.”


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